TO OBTAIN ACCESS TO INFORMATION ABOUT OUR FUNDS, WE MUST FIRST PROVIDE YOU WITH LOGIN CREDENTIALS. IF YOU HAVE NOT YET OBTAINED A USERNAME AND PASSWORD, PLEASE CONTACT US AT INVESTORRELATIONS@ANSONFUNDS.COM. PLEASE ALSO CONSIDER THE CRITERIA BELOW PRIOR TO LOGGING IN.
“ACCREDITED INVESTOR STATUS”
In order to distribute marketing materials to you as a prospective investor, Anson Group must first confirm that you meet one or more of the requirements to be classified as an ‘Accredited Investor,’ as defined in Rule 501 of Regulation D under the Securites Act of 1933, and you are eligible to invest in the funds. Please review the below Accredited Investor criteria to confirm your eligibility:
FOR NATURAL PERSONS:
i.) The Subscriber is a natural person whose individual net worth, or joint net worth with that person’s spouse, at the time of purchase exceeds $1,000,000, excluding the value of the Subscriber’s primary residence.
ii.) The Subscriber is a natural person with individual income (without including any income of the Subscriber’s spouse) in excess of $200,000 or joint income with that person’s spouse of $300,000, in each of the two most recent years and whoreasonably expects to reach the same income level in the current year.
iii.) The Subscriber is an individual retirement account or a grantor trust and the owner of the individual retirement account or the grantor of the grantor trust is a natural person that meets the requirements described above.
i.) The Subscriber is an entity with total assets in excess of $5,000,000 that was not formed for the purpose of investing in the Partnership and is one of the following:
1. a corporation;
2. a partnership;
3. a limited liability company;
4. a business trust; or
5. a tax-exempt organization described in Section 501(c)(3) of the Code.
ii.) The Subscriber is a personal (non-business) trust, other than an employee benefit trust, with total assets in excess of $5,000,000 that was not formed for the purpose
of investing in the Partnership and whose decision to invest in the Partnership has been directed by a person who has such knowledge and experience in financial
and business matters that he is capable of evaluating the merits and risks of the investment.
iii.) The Subscriber is an employee benefit plan within the meaning of Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”),
(including an individual retirement account), which satisfies at least one of the following conditions:
1. it has total assets in excess of $5,000,000;
2. the investment decision is being made by a plan fiduciary that is a bank, savings and loan association, insurance company or registered investment adviser; or
3. it is a self-directed plan (i.e., a tax-qualified defined contribution plan in which a participant may exercise control over the investment of assets credited to his or her account) and the decision to invest is made by those participants investing, and each such participant qualifies as an accredited investor.
iv.) The Subscriber is an employee benefit plan established and maintained by a state, its political subdivisions or any agency or instrumentality of a state or its political
subdivisions that has total assets in excess of $5,000,000.
v.) The Subscriber is licensed, or subject to supervision, by federal or state examining authorities such as a “bank,” “savings and loan association,” “insurance company,” or “small business investment company” (as such terms are used and defined in 17 CFR §230.501(a)) or is an account for which a bank or savings and loan association is subscribing in a fiduciary capacity.
vi.) The Subscriber is registered with the Securities and Exchange Commission as a broker or dealer or an investment company; or has elected to be treated or qualifies as a “business development company” (within the meaning of Section 2(a)(48) of the Investment Company Act of 1940, as amended (the “Investment Company Act”), or Section 202(a)(22) of the Investment Advisers Act of 1940, as amended (the “Investment Advisers Act”)).
vii.) The Subscriber is an entity in which all of the equity owners are persons described above.
I confirm that I meet at least one of the definitions above of “accredited investor” and request an access password.